Louis Tranquilli
Chief Compliance OfficerTranquilli Financial Advisor, LLCCRD 2179748
About Louis Tranquilli
Louis Tranquilli is listed as Chief Compliance Officer at Tranquilli Financial Advisor, LLC in Clinton, NJ. Form ADV reports a beneficial ownership band of Under 5%. Louis Tranquilli is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Tranquilli Financial Advisor, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Louis Tranquilli work?
Louis Tranquilli is listed as Chief Compliance Officer at Tranquilli Financial Advisor, LLC on SEC Form ADV.
How much of Tranquilli Financial Advisor, LLC does Louis Tranquilli own?
Form ADV reports a beneficial ownership band of Under 5%.
Tranquilli Financial Advisor, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Tranquilli Financial Advisor, LLC
| Title | Sole Shareholder / President |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2018 |