Universal Financial Advisors, LLC
● SEC registered since 2022CRD 318392SEC# 801-124991St. Louis, MO
Reg. AUM
$277.5M
Employees
8
Accounts
709
Location
St. Louis, MO
Universal Financial Advisors, LLC assets under management
Universal Financial Advisors, LLC is an SEC-registered investment adviser based in St. Louis, MO. The firm has been registered since 2022. It reports $277.5 million in regulatory assets under management and employs 8 people.
Universal Financial Advisors, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashley Beth Lock Control | Co-Trustee Of Brian C. Lock Tod Brian C. Lock And Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016 | 50-75% | 2024 |
| Brian C. Lock Tod Brian C. Lock and Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016 Control | Owner | Over 75% | 2024 |
| Brian Christopher Lock Control | Chief Compliance Officer/Member/Principal | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Universal Financial Advisors, LLC manage?
Universal Financial Advisors, LLC reports $277.5 million in regulatory assets under management on its Form ADV.
How many employees does Universal Financial Advisors, LLC have?
Universal Financial Advisors, LLC reports 8 employees.
Where is Universal Financial Advisors, LLC located?
Universal Financial Advisors, LLC is based in St. Louis, MO and has been SEC-registered since 2022.
Does Universal Financial Advisors, LLC disclose fund performance?
Universal Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 333 S. Kirkwood Road, Suite 301, St. Louis, MO 63122 |
| Phone | 314-721-5522 |
| Fax | 314-721-1393 |
| Office hours | 8:00 a.m. To 4:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$277.5M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$277.5Mregulatory AUM
Discretionary $277.5M