Brian Christopher Lock
Chief Compliance Officer/Member/PrincipalUniversal Financial Advisors, LLCCRD 3092520
About Brian Christopher Lock
Brian Christopher Lock is listed as Chief Compliance Officer/Member/Principal at Universal Financial Advisors, LLC in St. Louis, MO. Form ADV reports a beneficial ownership band of Under 5%. Brian Christopher Lock is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Universal Financial Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Brian Christopher Lock work?
Brian Christopher Lock is listed as Chief Compliance Officer/Member/Principal at Universal Financial Advisors, LLC on SEC Form ADV.
How much of Universal Financial Advisors, LLC does Brian Christopher Lock own?
Form ADV reports a beneficial ownership band of Under 5%.
Universal Financial Advisors, LLC
| Title | Chief Compliance Officer/Member/Principal |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Universal Financial Advisors, LLC
| Title | Co-Trustee Of Brian C. Lock Tod Brian C. Lock And Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016 |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2024 |