USA Financial Securities LLC
● SEC registered since 2007CRD 103857SEC# 801-68276Ada, MI
Reg. AUM
$296.5M
Employees
172
Accounts
1,529
Location
Ada, MI
USA Financial Securities LLC assets under management
USA Financial Securities LLC is an investment advisory firm registered with the SEC based in Ada, MI. The firm has been registered since 2007. It reports $296.5 million in regulatory assets under management and employs 172 people.
USA Financial Securities LLC owners & executives
27 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brent David Enders Control | President/Director/Trustee Of Brent D. Enders Trust U/A Dtd 06/17/2004 | Under 5% | 2005 |
| Dawn M Thomason Control | Chief Compliance Officer | Under 5% | 2022 |
| James Carroll McConnell Control | Chief Operations Officer | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does USA Financial Securities LLC manage?
USA Financial Securities LLC reports $296.5 million in regulatory assets under management on its Form ADV.
How many employees does USA Financial Securities LLC have?
USA Financial Securities LLC reports 172 employees.
Where is USA Financial Securities LLC located?
USA Financial Securities LLC is based in Ada, MI and has been SEC-registered since 2007.
Does USA Financial Securities LLC disclose fund performance?
USA Financial Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6020 East Fulton Street, Ada, MI 49301 |
| Phone | 888-407-8198 |
| Fax | 888-532-4757 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$296.5M▼ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$296.5Mregulatory AUM
Discretionary $205.3MNon-discretionary $91.2M