USA Mutuals Advisors, Inc.
● SEC registered since 2004CRD 131750SEC# 801-63216Concord, MA
Reg. AUM
$73.7M
Employees
2
Accounts
2
Location
Concord, MA
USA Mutuals Advisors, Inc. assets under management
USA Mutuals Advisors, Inc. operates as an SEC-registered investment adviser based in Concord, MA. The firm has been registered since 2004. It reports $73.7 million in regulatory assets under management and employs 2 people.
USA Mutuals Advisors, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Lynn Farley | Chief Compliance Officer | Under 5% | 2025 |
| Paul Conde Strehle Control | President (06/2021), Owner | Over 75% | 2025 |
| Robert Lance Baker Control | Cfo | Under 5% | 2020 |
Frequently asked questions
How much does USA Mutuals Advisors, Inc. manage?
USA Mutuals Advisors, Inc. reports $73.7 million in regulatory assets under management on its Form ADV.
How many employees does USA Mutuals Advisors, Inc. have?
USA Mutuals Advisors, Inc. reports 2 employees.
Where is USA Mutuals Advisors, Inc. located?
USA Mutuals Advisors, Inc. is based in Concord, MA and has been SEC-registered since 2004.
Does USA Mutuals Advisors, Inc. disclose fund performance?
USA Mutuals Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 300 Baker Ave, Suite 300, Concord, MA 01742 |
| Phone | (312) 714-5596 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$73.7M▼ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$73.7Mregulatory AUM
Discretionary $73.7M