Joseph Lynn Farley
Chief Compliance OfficerUSA Mutuals Advisors, Inc.CRD 2730137
About Joseph Lynn Farley
Joseph Lynn Farley is listed as Chief Compliance Officer at USA Mutuals Advisors, Inc. in Concord, MA. Form ADV reports a beneficial ownership band of Under 5%. Joseph Lynn Farley is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of USA Mutuals Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joseph Lynn Farley work?
Joseph Lynn Farley is listed as Chief Compliance Officer at USA Mutuals Advisors, Inc. on SEC Form ADV.
How much of USA Mutuals Advisors, Inc. does Joseph Lynn Farley own?
Form ADV reports a beneficial ownership band of Under 5%.
USA Mutuals Advisors, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Fp Strategies LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Frontier Partners, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Magellan Investment Partners North America, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |