Valley Wealth Management LLC
● SEC registered since 2026CRD 327845SEC# 801-135905Oshkosh, WI
Reg. AUM
$111.5M
Employees
3
Accounts
513
Location
Oshkosh, WI
Valley Wealth Management LLC assets under management
Valley Wealth Management LLC is an investment advisory firm registered with the SEC based in Oshkosh, WI. The firm has been registered since 2026. It reports $111.5 million in regulatory assets under management and employs 3 people.
Valley Wealth Management LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lawrence Michael Mroczkowski Control | Managing Member And Chief Compliance Officer | Over 75% | 2021 |
Frequently asked questions
How much does Valley Wealth Management LLC manage?
Valley Wealth Management LLC reports $111.5 million in regulatory assets under management on its Form ADV.
How many employees does Valley Wealth Management LLC have?
Valley Wealth Management LLC reports 3 employees.
Where is Valley Wealth Management LLC located?
Valley Wealth Management LLC is based in Oshkosh, WI and has been SEC-registered since 2026.
Does Valley Wealth Management LLC disclose fund performance?
Valley Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 509 S Washburn St, Oshkosh, WI 54904 |
| Phone | 920-966-9520 |
| Fax | (920) 273-2766 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$111.5MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$111.5Mregulatory AUM
Discretionary $111.5M