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Waverly Advisors, LLC

● SEC registered since 2001CRD 115332SEC# 801-60741Birmingham, AL
Export (members)
Ranks #421 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$29.78B
Fund GAV
$1.75B
Private funds
19
Employees
414
Accounts
35,709
Location
Birmingham, AL

Waverly Advisors, LLC assets under management

Waverly Advisors, LLC is an SEC-registered investment adviser based in Birmingham, AL. The firm has been registered since 2001. It reports $29.8 billion in regulatory assets under management and employs 414 people. Waverly Advisors, LLC manages 19 private funds with combined gross assets of $1.8 billion, including Promus Access IV, LP. By regulatory assets, it ranks 421 of 6,004 private fund managers.

Waverly Advisors, LLC private funds

19 funds · $1.75B GAV
FundTypeGross assetsMin.
Promus Access IV, LPPrivate Equity$482.9M$250K
Promus Access V, LPPrivate Equity$386.1M$250K
Promus Access III, LPPrivate Equity$262.7M$200K
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Waverly Advisors, LLC owners & executives

16 reported
NameTitleOwnershipSince
Brent Joseph Gunn ControlChief Information OfficerUnder 5%2023
James Robert Lazenby ControlChief Financial OfficerUnder 5%2022
John Brown Cox ControlChief EconomistUnder 5%2017
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Frequently asked questions

How much does Waverly Advisors, LLC manage?

Waverly Advisors, LLC reports $29.8 billion in regulatory assets under management on its Form ADV.

How many private funds does Waverly Advisors, LLC manage?

Waverly Advisors, LLC manages 19 private funds with combined gross assets of $1.8 billion.

How many employees does Waverly Advisors, LLC have?

Waverly Advisors, LLC reports 414 employees.

Where is Waverly Advisors, LLC located?

Waverly Advisors, LLC is based in Birmingham, AL and has been SEC-registered since 2001.

Does Waverly Advisors, LLC disclose fund performance?

Waverly Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 University Park Place, Suite 501, Birmingham, AL 35209
Phone205-871-3334
Fax205-879-1114
Office hours8:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1568787
Discloses disciplinary historyNo

Regulatory AUM

$29.78B▲ 105%
Jan '25 — $14.54BFeb '25 — $14.54BMar '25 — $16.13BApr '25 — $16.13BMay '25 — $16.13BJun '25 — $16.13BJul '25 — $16.13BAug '25 — $16.13BSep '25 — $19.2BOct '25 — $25.09BNov '25 — $28.26BDec '25 — $28.26BJan '26 — $28.26BFeb '26 — $28.26BMar '26 — $29.78BApr '26 — $29.78BMay '26 — $29.78BJun '26 — $29.78B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 4%
Larger than 96% of 16,271 advisers
AUM vs fund managersTop 7%
Larger than 93% of 6,004 private-fund managers
Number of fundsTop 13%
More funds than 87% of fund managers
EmployeesTop 2%
More than 98% of 16,825 advisers

Assets under management

$29.78Bregulatory AUM
Discretionary $25.13BNon-discretionary $4.65B

Fund type mix

Private Equity7
Other Private6
Real Estate5
Hedge1