Thomas James Claud
Chief Compliance OfficerWaverly Advisors, LLCCRD 6353290
About Thomas James Claud
Thomas James Claud is listed as Chief Compliance Officer at Waverly Advisors, LLC in Birmingham, AL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Waverly Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas James Claud work?
Thomas James Claud is listed as Chief Compliance Officer at Waverly Advisors, LLC on SEC Form ADV.
How much of Waverly Advisors, LLC does Thomas James Claud own?
Form ADV reports a beneficial ownership band of Under 5%.
Waverly Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |