Westend Advisors, LLC
● SEC registered since 2005CRD 133279SEC# 801-63626Charlotte, NC
Reg. AUM
$1.87B
Employees
29
Accounts
4,149
Location
Charlotte, NC
Westend Advisors, LLC assets under management
Westend Advisors, LLC is a registered investment adviser overseen by the SEC based in Charlotte, NC. The firm has been registered since 2005. It reports $1.9 billion in regulatory assets under management and employs 29 people.
Westend Advisors, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Edmund Nelson Durden Control | Chief Investment Strategist | Under 5% | 2006 |
| Frederick O. Porter Control | Co-Chief Investment Officer | Under 5% | 2019 |
| Graham K Hunt Control | Managing Partner | Under 5% | 2015 |
| James Walter Cox Control | Chief Compliance Officer | Under 5% | 2020 |
| Jason Michael Leibowitz Control | Managing Partner | Under 5% | 2023 |
| Marion Wooten Peebles Control | Co-Chief Investment Officer | Under 5% | 2025 |
| Michael Dennis Policarpo Control | Chief Administrative Officer | Under 5% | 2013 |
| Nina Gupta Control | Secretary | Under 5% | 2016 |
| Victory Capital Holdings, LLC Control | Shareholder | Over 75% | 2021 |
Frequently asked questions
How much does Westend Advisors, LLC manage?
Westend Advisors, LLC reports $1.9 billion in regulatory assets under management on its Form ADV.
How many employees does Westend Advisors, LLC have?
Westend Advisors, LLC reports 29 employees.
Where is Westend Advisors, LLC located?
Westend Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2005.
Does Westend Advisors, LLC disclose fund performance?
Westend Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203 |
| Phone | 704-556-9300 |
| Fax | 704-554-7759 |
| Office hours | 8:30 a.m. To 5:00 p.m. Et |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1351731 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.87B▲ 10%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 23%
Larger than 77% of 16,306 advisers
EmployeesTop 18%
More than 82% of 16,824 advisers
Assets under management
$1.87Bregulatory AUM
Discretionary $1.87B