James Walter Cox
Chief Compliance OfficerWestend Advisors, LLCCRD 3025567
About James Walter Cox
James Walter Cox is listed as Chief Compliance Officer at Westend Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Westend Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Walter Cox work?
James Walter Cox is listed as Chief Compliance Officer at Westend Advisors, LLC on SEC Form ADV.
How much of Westend Advisors, LLC does James Walter Cox own?
Form ADV reports a beneficial ownership band of Under 5%.
Westend Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |