Westside Investment Management, LLC
● SEC registered since 2010CRD 154522SEC# 801-71762Santa Monica, CA
Reg. AUM
$888.8M
Employees
14
Accounts
755
Location
Santa Monica, CA
Westside Investment Management, LLC assets under management
Westside Investment Management, LLC operates as an SEC-registered investment adviser based in Santa Monica, CA. The firm has been registered since 2010. It reports $888.8 million in regulatory assets under management and employs 14 people.
Westside Investment Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dtc Investment Management Inc. Control | Member | 50-75% | 2022 |
| Frawley Capital Management, Inc. Control | Member | 50-75% | 2022 |
| James Michael Frawley Control | Chief Compliance Officer | Under 5% | 2010 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Westside Investment Management, LLC manage?
Westside Investment Management, LLC reports $888.8 million in regulatory assets under management on its Form ADV.
How many employees does Westside Investment Management, LLC have?
Westside Investment Management, LLC reports 14 employees.
Where is Westside Investment Management, LLC located?
Westside Investment Management, LLC is based in Santa Monica, CA and has been SEC-registered since 2010.
Does Westside Investment Management, LLC disclose fund performance?
Westside Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2444 Wilshire Blvd, Suite 303, Santa Monica, CA 90403 |
| Phone | 310-315-9400 |
| Fax | 310-315-9401 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1538383 |
| Discloses disciplinary history | No |
Regulatory AUM
$888.8M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$888.8Mregulatory AUM
Discretionary $888.8M