James Michael Frawley
Chief Compliance OfficerWestside Investment Management, LLCCRD 2867752
About James Michael Frawley
James Michael Frawley is listed as Chief Compliance Officer at Westside Investment Management, LLC in Santa Monica, CA. Form ADV reports a beneficial ownership band of Under 5%. James Michael Frawley is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Westside Investment Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Michael Frawley work?
James Michael Frawley is listed as Chief Compliance Officer at Westside Investment Management, LLC on SEC Form ADV.
How much of Westside Investment Management, LLC does James Michael Frawley own?
Form ADV reports a beneficial ownership band of Under 5%.
Westside Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2010 |
Westside Investment Management, LLC
| Title | Shareholder |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2022 |