Wharton Wealth Planning, LLC
● SEC registered since 2026CRD 319716SEC# 801-135877New York, NY
Reg. AUM
$30.7M
Employees
1
Accounts
19
Location
New York, NY
Wharton Wealth Planning, LLC assets under management
Wharton Wealth Planning, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2026. It reports $30.7 million in regulatory assets under management and employs 1 people.
Wharton Wealth Planning, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Bruce Rosenstrock Control | Director/Chief Compliance Officer/Investment Advisor Representative | Over 75% | 2022 |
Frequently asked questions
How much does Wharton Wealth Planning, LLC manage?
Wharton Wealth Planning, LLC reports $30.7 million in regulatory assets under management on its Form ADV.
How many employees does Wharton Wealth Planning, LLC have?
Wharton Wealth Planning, LLC reports 1 employees.
Where is Wharton Wealth Planning, LLC located?
Wharton Wealth Planning, LLC is based in New York, NY and has been SEC-registered since 2026.
Does Wharton Wealth Planning, LLC disclose fund performance?
Wharton Wealth Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3 Columbus Circle, Floor 15, New York, NY 10019 |
| Phone | 646-450-7021 |
| Office hours | By Appointment Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$30.7MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$30.7Mregulatory AUM
Discretionary $28.8MNon-discretionary $1.9M