David Bruce Rosenstrock
Director/Chief Compliance Officer/Investment Advisor RepresentativeWharton Wealth Planning, LLCCRD 5234422
About David Bruce Rosenstrock
David Bruce Rosenstrock is listed as Director/Chief Compliance Officer/Investment Advisor Representative at Wharton Wealth Planning, LLC in New York, NY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Wharton Wealth Planning, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Bruce Rosenstrock work?
David Bruce Rosenstrock is listed as Director/Chief Compliance Officer/Investment Advisor Representative at Wharton Wealth Planning, LLC on SEC Form ADV.
How much of Wharton Wealth Planning, LLC does David Bruce Rosenstrock own?
Form ADV reports a beneficial ownership band of Over 75%.
Wharton Wealth Planning, LLC
| Title | Director/Chief Compliance Officer/Investment Advisor Representative |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2022 |