Wms Advisors, LLC
● SEC registered since 2017CRD 122224SEC# 801-109946Charlotte, NC
Reg. AUM
$280.9M
Employees
7
Accounts
411
Location
Charlotte, NC
Wms Advisors, LLC assets under management
Wms Advisors, LLC is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2017. It reports $280.9 million in regulatory assets under management and employs 7 people.
Wms Advisors, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Robert Williams Control | Investment Adviser Representative | Under 5% | 1977 |
| Tgm Capital, LLC Control | Member | Over 75% | 2021 |
| Thomas Gaines MacLennan Control | Managing Member & Chief Compliance Officer | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Wms Advisors, LLC manage?
Wms Advisors, LLC reports $280.9 million in regulatory assets under management on its Form ADV.
How many employees does Wms Advisors, LLC have?
Wms Advisors, LLC reports 7 employees.
Where is Wms Advisors, LLC located?
Wms Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2017.
Does Wms Advisors, LLC disclose fund performance?
Wms Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6135 Park South Drive, Suite 510, Charlotte, NC 28210 |
| Phone | 301-294-7804 |
| Fax | 301-294-7809 |
| Office hours | 9-5 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$280.9M▲ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$280.9Mregulatory AUM
Discretionary $249.2MNon-discretionary $31.7M