Thomas Gaines MacLennan
Managing Member & Chief Compliance OfficerWms Advisors, LLCCRD 5364195
About Thomas Gaines MacLennan
Thomas Gaines MacLennan is listed as Managing Member & Chief Compliance Officer at Wms Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%. Thomas Gaines MacLennan is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Wms Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Gaines MacLennan work?
Thomas Gaines MacLennan is listed as Managing Member & Chief Compliance Officer at Wms Advisors, LLC on SEC Form ADV.
How much of Wms Advisors, LLC does Thomas Gaines MacLennan own?
Form ADV reports a beneficial ownership band of Under 5%.
Wms Advisors, LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Wms Advisors, LLC
| Title | Managing Member |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2021 |