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Worthington Capital Management, LLC

● SEC registered since 2020CRD 305391SEC# 801-118893Memphis, TN
Export (members)
Ranks #5,890 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$41.2M
Fund GAV
$41.2M
Private funds
1
Employees
3
Accounts
2
Location
Memphis, TN

Worthington Capital Management, LLC assets under management

Worthington Capital Management, LLC is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2020. It reports $41.2 million in regulatory assets under management and employs 3 people. Worthington Capital Management, LLC manages 1 private fund with combined gross assets of $41.2 million, including Worthington Convergence Master Fund Limited. By regulatory assets, it ranks 5,890 of 6,004 private fund managers.

Worthington Capital Management, LLC private funds

1 funds · $41.2M GAV
FundTypeGross assetsMin.
Worthington Convergence Master Fund LimitedHedge$41.2M$250K

Worthington Capital Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Craig Heppel Sneed ControlChief Compliance OfficerUnder 5%2023
Steven Wayne Sansom ControlMemberOver 75%2020
William Carroll Martin ControlChief Investment OfficerUnder 5%2023

Frequently asked questions

How much does Worthington Capital Management, LLC manage?

Worthington Capital Management, LLC reports $41.2 million in regulatory assets under management on its Form ADV.

How many private funds does Worthington Capital Management, LLC manage?

Worthington Capital Management, LLC manages 1 private funds with combined gross assets of $41.2 million.

How many employees does Worthington Capital Management, LLC have?

Worthington Capital Management, LLC reports 3 employees.

Where is Worthington Capital Management, LLC located?

Worthington Capital Management, LLC is based in Memphis, TN and has been SEC-registered since 2020.

Does Worthington Capital Management, LLC disclose fund performance?

Worthington Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5100 Poplar Avenue, Suite 3100, Memphis, TN 38137
Phone901-701-8370
Fax901-498-6301
Office hours8:00a.m. - 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$41.2M▲ 26%
Mar '25 — $32.7MApr '25 — $32.7MMay '25 — $32.7MJun '25 — $32.7MJul '25 — $32.7MAug '25 — $32.7MSep '25 — $32.7MOct '25 — $32.7MNov '25 — $32.7MDec '25 — $32.7MJan '26 — $32.7MFeb '26 — $32.7MMar '26 — $41.2MApr '26 — $41.2MMay '26 — $41.2MJun '26 — $41.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
AUM vs fund managersTop 98%
Larger than 2% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$41.2Mregulatory AUM
Discretionary $41.2M

Service providers

Prime broker
Custodian