Wynnefield Capital, Inc.
● SEC registered since 2012CRD 157604SEC# 801-73498New York, NY
Ranks #5,238 of 6,037 private fund managers by regulatory AUM.
Reg. AUM
$184.5M
Fund GAV
$176.9M
Private funds
3
Employees
2
Accounts
4
Location
New York, NY
Wynnefield Capital, Inc. assets under management
Wynnefield Capital, Inc. is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2012. It reports $184.5 million in regulatory assets under management and employs 2 people. Wynnefield Capital, Inc. manages 3 private funds with combined gross assets of $176.9 million, including Wynnefield Partners Small Cap Value L.P. I. By regulatory assets, it ranks 5,238 of 6,037 private fund managers.
Wynnefield Capital, Inc. private funds
3 funds · $176.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Wynnefield Partners Small Cap Value L.P. I | Hedge | $85.8M | $250K |
| Wynnefield Partners Small Cap Value L.P. | Hedge | $56.6M | $250K |
| Wynnefield Small Cap Value Offshore Fund Ltd. | Hedge | $34.5M | $250K |
Wynnefield Capital, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joshua Haim Landes Control | Executive Vice President / Secretary / Treasurer | 50-75% | 1992 |
| Nelson Jay Obus Control | President | 50-75% | 1992 |
| W. Alex Liu Control | Chief Compliance Officer / Chief Operating Officer | Under 5% | 2018 |
Frequently asked questions
How much does Wynnefield Capital, Inc. manage?
Wynnefield Capital, Inc. reports $184.5 million in regulatory assets under management on its Form ADV.
How many private funds does Wynnefield Capital, Inc. manage?
Wynnefield Capital, Inc. manages 3 private funds with combined gross assets of $176.9 million.
How many employees does Wynnefield Capital, Inc. have?
Wynnefield Capital, Inc. reports 2 employees.
Where is Wynnefield Capital, Inc. located?
Wynnefield Capital, Inc. is based in New York, NY and has been SEC-registered since 2012.
Does Wynnefield Capital, Inc. disclose fund performance?
Wynnefield Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 450 Seventh Ave, Suite 509, New York, NY 10123 |
| Phone | 212-760-0814 |
| Fax | 212-760-0824 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$184.5M▼ 19%
Mar '25Form ADV, monthlyAug '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,340 advisers
AUM vs fund managersTop 87%
Larger than 13% of 6,037 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 86%
More than 14% of 16,820 advisers
Assets under management
$184.5Mregulatory AUM
Discretionary $184.5M