W. Alex Liu
Chief Compliance Officer / Chief Operating OfficerWynnefield Capital, Inc.CRD 5284656
About W. Alex Liu
W. Alex Liu is listed as Chief Compliance Officer / Chief Operating Officer at Wynnefield Capital, Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Wynnefield Capital, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does W. Alex Liu work?
W. Alex Liu is listed as Chief Compliance Officer / Chief Operating Officer at Wynnefield Capital, Inc. on SEC Form ADV.
How much of Wynnefield Capital, Inc. does W. Alex Liu own?
Form ADV reports a beneficial ownership band of Under 5%.
Wynnefield Capital, Inc.
| Title | Chief Compliance Officer / Chief Operating Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |