Zazove Associates LLC
● SEC registered since 1989CRD 104751SEC# 801-34818Incline Village, NV
Ranks #2,201 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.97B
Fund GAV
$269.4M
Private funds
5
Employees
21
Accounts
72
Location
Incline Village, NV
Zazove Associates LLC assets under management
Zazove Associates LLC is a registered investment adviser overseen by the SEC based in Incline Village, NV. The firm has been registered since 1989. It reports $2 billion in regulatory assets under management and employs 21 people. Zazove Associates LLC manages 5 private funds with combined gross assets of $269.4 million, including Zazove Hedged Convertible Fund, L.P. By regulatory assets, it ranks 2,201 of 6,004 private fund managers.
Zazove Associates LLC private funds
5 funds · $269.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Zazove Hedged Convertible Fund, L.P. | Hedge | $110.3M | $1M |
| Zazove Investment Grade Blend Convertible Fund, L.P. | Hedge | $55.5M | $1M |
| Zazove Aggressive Growth Fund, L.P. | Hedge | $51M | $500K |
| Zazove Convertible Securities Fund, L.P. | Hedge | $32.5M | $500K |
| Zazove Global Convertible Master Fund, L.P. | Hedge | $20.1M | $500K |
Zazove Associates LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gene Thomas Pretti Control | Chief Executive Officer; Member | Under 5% | 1995 |
| Lamiaa Dukaj | Chief Compliance Officer | Under 5% | 2026 |
| Robert Ryan Shelby Control | Managing Partner/Member | 10-25% | 2023 |
| Zazove Associates, Inc. Control | Managing Member | Over 75% | 1995 |
| Gene Thomas Pretti Control | President; Chairman | Over 75% | 1989 |
Frequently asked questions
How much does Zazove Associates LLC manage?
Zazove Associates LLC reports $2 billion in regulatory assets under management on its Form ADV.
How many private funds does Zazove Associates LLC manage?
Zazove Associates LLC manages 5 private funds with combined gross assets of $269.4 million.
How many employees does Zazove Associates LLC have?
Zazove Associates LLC reports 21 employees.
Where is Zazove Associates LLC located?
Zazove Associates LLC is based in Incline Village, NV and has been SEC-registered since 1989.
Does Zazove Associates LLC disclose fund performance?
Zazove Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1001 Tahoe Blvd, Incline Village, NV 89451 |
| Phone | 775.298.7500 |
| Fax | 775.298.7599 |
| Office hours | 6:00a.m. - 3:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1009012 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.97B▼ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 23%
Larger than 77% of 16,271 advisers
AUM vs fund managersTop 37%
Larger than 63% of 6,004 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$1.97Bregulatory AUM
Discretionary $1.97B
Service providers
Auditor
Prime broker
Custodian
Administrator