David Edward Thomas
Chief Operating Officer/Chief Compliance OfficerSpring Lake Asset Management, Inc.CRD 4858814
About David Edward Thomas
David Edward Thomas is listed as Chief Operating Officer/Chief Compliance Officer at Spring Lake Asset Management, Inc.. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Spring Lake Asset Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Edward Thomas work?
David Edward Thomas is listed as Chief Operating Officer/Chief Compliance Officer at Spring Lake Asset Management, Inc. on SEC Form ADV.
How much of Spring Lake Asset Management, Inc. does David Edward Thomas own?
Form ADV reports a beneficial ownership band of Under 5%.
Spring Lake Asset Management, Inc.
| Title | Chief Operating Officer/Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |