Spring Lake Asset Management, Inc.
● SEC registered since 2016CRD 283750SEC# 801-108168
Ranks #2,534 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.47B
Fund GAV
$1.43B
Private funds
2
Employees
10
Accounts
4
Location
—
Spring Lake Asset Management, Inc. assets under management
Spring Lake Asset Management, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2016. It reports $1.5 billion in regulatory assets under management and employs 10 people. Spring Lake Asset Management, Inc. manages 2 private funds with combined gross assets of $1.4 billion, including Spring Lake Unconstrained Municipal Opportunities Fund, LLC. By regulatory assets, it ranks 2,534 of 6,004 private fund managers.
Spring Lake Asset Management, Inc. private funds
2 funds · $1.43B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Spring Lake Unconstrained Municipal Opportunities Fund, LLC | Hedge | $1.28B | — |
| Spring Lake Unconstrained Municipal Opportunities Fund II, LLC | Hedge | $151.9M | — |
Spring Lake Asset Management, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher William Crosby Control | President | 25-50% | 2015 |
| David Edward Thomas Control | Chief Operating Officer/Chief Compliance Officer | Under 5% | 2017 |
| Kaitlin McGillion Briscoe Control | Portfolio Manager | 25-50% | 2017 |
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Join to unlock · $37/moFrequently asked questions
How much does Spring Lake Asset Management, Inc. manage?
Spring Lake Asset Management, Inc. reports $1.5 billion in regulatory assets under management on its Form ADV.
How many private funds does Spring Lake Asset Management, Inc. manage?
Spring Lake Asset Management, Inc. manages 2 private funds with combined gross assets of $1.4 billion.
How many employees does Spring Lake Asset Management, Inc. have?
Spring Lake Asset Management, Inc. reports 10 employees.
Does Spring Lake Asset Management, Inc. disclose fund performance?
Spring Lake Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 813-336-6889 |
| Office hours | 9-5 |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.47B▲ 32%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,271 advisers
AUM vs fund managersTop 42%
Larger than 58% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$1.47Bregulatory AUM
Discretionary $1.47B
Service providers
Auditor
Prime broker
Custodian
Administrator