Thomas Barry Caldwell
CeoSpring Lake Asset Management, Inc.CRD 1071301
About Thomas Barry Caldwell
Thomas Barry Caldwell is listed as Ceo at Spring Lake Asset Management, Inc.. Form ADV reports a beneficial ownership band of 25-50%.
Reported ownership
Owns 25-50% of Spring Lake Asset Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Barry Caldwell work?
Thomas Barry Caldwell is listed as Ceo at Spring Lake Asset Management, Inc. on SEC Form ADV.
How much of Spring Lake Asset Management, Inc. does Thomas Barry Caldwell own?
Form ADV reports a beneficial ownership band of 25-50%.
Spring Lake Asset Management, Inc.
| Title | Ceo |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2015 |