Steven Ross Nichols
Chief Compliance OfficerWarnke/Nichols Ltd.CRD 2006460
About Steven Ross Nichols
Steven Ross Nichols is listed as Chief Compliance Officer at Warnke/Nichols Ltd. in Delafield, WI. Form ADV reports a beneficial ownership band of 10-25%. Steven Ross Nichols is associated with 2 registered advisers.
Reported ownership
Owns 10-25% of Warnke/Nichols Ltd.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Steven Ross Nichols work?
Steven Ross Nichols is listed as Chief Compliance Officer at Warnke/Nichols Ltd. on SEC Form ADV.
How much of Warnke/Nichols Ltd. does Steven Ross Nichols own?
Form ADV reports a beneficial ownership band of 10-25%.
Warnke/Nichols Ltd.
| Title | Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | No |
| Since | 2004 |