Warnke/Nichols Ltd.
● SEC registered since 2014CRD 112181SEC# 801-79230Delafield, WI
Reg. AUM
$160M
Employees
2
Accounts
241
Location
Delafield, WI
Warnke/Nichols Ltd. assets under management
Warnke/Nichols Ltd. is an investment advisory firm registered with the SEC based in Delafield, WI. The firm has been registered since 2014. It reports $160 million in regulatory assets under management and employs 2 people.
Warnke/Nichols Ltd. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andy Patrick Ramer Control | Shareholder | 25-50% | 2022 |
| Steven Ross Nichols | Chief Compliance Officer | 10-25% | 2004 |
| Steven Ross Nichols | President | 10-25% | 1993 |
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Join to unlock · $37/moFrequently asked questions
How much does Warnke/Nichols Ltd. manage?
Warnke/Nichols Ltd. reports $160 million in regulatory assets under management on its Form ADV.
How many employees does Warnke/Nichols Ltd. have?
Warnke/Nichols Ltd. reports 2 employees.
Where is Warnke/Nichols Ltd. located?
Warnke/Nichols Ltd. is based in Delafield, WI and has been SEC-registered since 2014.
Does Warnke/Nichols Ltd. disclose fund performance?
Warnke/Nichols Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 440 Wells Street, Suite 203, Delafield, WI 53018 |
| Phone | 262-303-4113 |
| Fax | 262-400-3030 |
| Office hours | 8:30 a.m. To 3:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$160M▼ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$160Mregulatory AUM
Discretionary $152.3MNon-discretionary $7.6M