Avantax Planning Partners, Inc.
● SEC registered since 1996CRD 106237SEC# 801-50939Dubuque, IA
Reg. AUM
$7.57B
Employees
261
Accounts
13,797
Location
Dubuque, IA
Avantax Planning Partners, Inc. assets under management
Avantax Planning Partners, Inc. is an investment advisory firm registered with the SEC based in Dubuque, IA. The firm has been registered since 1996. It reports $7.6 billion in regulatory assets under management and employs 261 people.
Avantax Planning Partners, Inc. owners & executives
22 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Keith Shores Control | Treasurer | Under 5% | 2024 |
| Andrew David Watts Control | President | Under 5% | 2024 |
| Avantax Wm Holdings, Inc. Control | Sole Shareholder | Over 75% | 2024 |
See all 22 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Avantax Planning Partners, Inc. manage?
Avantax Planning Partners, Inc. reports $7.6 billion in regulatory assets under management on its Form ADV.
How many employees does Avantax Planning Partners, Inc. have?
Avantax Planning Partners, Inc. reports 261 employees.
Where is Avantax Planning Partners, Inc. located?
Avantax Planning Partners, Inc. is based in Dubuque, IA and has been SEC-registered since 1996.
Does Avantax Planning Partners, Inc. disclose fund performance?
Avantax Planning Partners, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 210 Jones St, Ste. 104, Dubuque, IA 52001 |
| Phone | 563-582-2855 |
| Fax | 563-582-1040 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1005441 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$7.57B▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$7.57Bregulatory AUM
Discretionary $7.56BNon-discretionary $5.3M