Lisa Anne Gok
Secretary, ManagerCetera Investment Advisers LLCCRD 5059738
About Lisa Anne Gok
Lisa Anne Gok is listed as Secretary, Manager at Cetera Investment Advisers LLC in Schaumburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Lisa Anne Gok is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Advisers LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Anne Gok work?
Lisa Anne Gok is listed as Secretary, Manager at Cetera Investment Advisers LLC on SEC Form ADV.
How much of Cetera Investment Advisers LLC does Lisa Anne Gok own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Advisers LLC
| Title | Secretary, Manager |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Cetera Investment Management LLC
| Title | Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Advisory Services LLC
| Title | Secretary, Manager |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Avantax Planning Partners, Inc.
| Title | Director/Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Avantax Advisory Services, Inc.
| Title | Director/Co-Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |