Lisa Anne Gok
SecretaryCetera Investment Management LLCCRD 5059738
About Lisa Anne Gok
Lisa Anne Gok is listed as Secretary at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Lisa Anne Gok is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Anne Gok work?
Lisa Anne Gok is listed as Secretary at Cetera Investment Management LLC on SEC Form ADV.
How much of Cetera Investment Management LLC does Lisa Anne Gok own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Management LLC
| Title | Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Advisory Services LLC
| Title | Secretary, Manager |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Investment Advisers LLC
| Title | Secretary, Manager |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Avantax Planning Partners, Inc.
| Title | Director/Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Avantax Advisory Services, Inc.
| Title | Director/Co-Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |