Cetera Investment Advisers LLC
● SEC registered since 1984CRD 105644SEC# 801-20406Schaumburg, IL
Reg. AUM
$256.81B
Employees
10,251
Accounts
813,961
Location
Schaumburg, IL
Cetera Investment Advisers LLC assets under management
Cetera Investment Advisers LLC is an SEC-registered investment adviser based in Schaumburg, IL. The firm has been registered since 1984. It reports $256.8 billion in regulatory assets under management and employs 10,251 people.
Cetera Investment Advisers LLC owners & executives
25 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew David Watts | Vice President | Under 5% | 2025 |
| Cetera Financial Specialists Services LLC Control | Sole Member | Over 75% | 1998 |
| David James Van Havermaat Control | Asst. Secretary | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Cetera Investment Advisers LLC manage?
Cetera Investment Advisers LLC reports $256.8 billion in regulatory assets under management on its Form ADV.
How many employees does Cetera Investment Advisers LLC have?
Cetera Investment Advisers LLC reports 10,251 employees.
Where is Cetera Investment Advisers LLC located?
Cetera Investment Advisers LLC is based in Schaumburg, IL and has been SEC-registered since 1984.
Does Cetera Investment Advisers LLC disclose fund performance?
Cetera Investment Advisers LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL 60173-2096 |
| Phone | 310-257-7880 |
| Fax | 847-330-7912 |
| Office hours | 8a.m. To 5p.m. Ct |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$256.81B▲ 146%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$256.81Bregulatory AUM
Discretionary $209.14BNon-discretionary $47.67B