Kristy Marie Haley
Chief Compliance Officer, AdvisoryCetera Investment Advisers LLCCRD 4022155
About Kristy Marie Haley
Kristy Marie Haley is listed as Chief Compliance Officer, Advisory at Cetera Investment Advisers LLC in Schaumburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Kristy Marie Haley is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Advisers LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kristy Marie Haley work?
Kristy Marie Haley is listed as Chief Compliance Officer, Advisory at Cetera Investment Advisers LLC on SEC Form ADV.
How much of Cetera Investment Advisers LLC does Kristy Marie Haley own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Advisers LLC
| Title | Chief Compliance Officer, Advisory |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2015 |
Cetera Advisory Services LLC
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |