Kristy Marie Haley
Advisory Chief Compliance OfficerCetera Advisory Services LLCCRD 4022155
About Kristy Marie Haley
Kristy Marie Haley is listed as Advisory Chief Compliance Officer at Cetera Advisory Services LLC in El Segundo, CA. Form ADV reports a beneficial ownership band of Under 5%. Kristy Marie Haley is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Cetera Advisory Services LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kristy Marie Haley work?
Kristy Marie Haley is listed as Advisory Chief Compliance Officer at Cetera Advisory Services LLC on SEC Form ADV.
How much of Cetera Advisory Services LLC does Kristy Marie Haley own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Advisory Services LLC
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |
Cetera Investment Advisers LLC
| Title | Chief Compliance Officer, Advisory |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2015 |