Cetera Advisory Services LLC
● SEC registered since 2016CRD 285648SEC# 801-108603El Segundo, CA
Reg. AUM
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Employees
14
Accounts
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Location
El Segundo, CA
Cetera Advisory Services LLC assets under management
Cetera Advisory Services LLC is an SEC-registered investment adviser based in El Segundo, CA. The firm has been registered since 2016. It employs 14 people.
Cetera Advisory Services LLC owners & executives
19 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Keith Shores | Treasurer | Under 5% | 2021 |
| Cetera Financial Group, Inc. Control | Sole Member | Over 75% | 2016 |
| David James Van Havermaat | Assistant Secretary | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Cetera Advisory Services LLC have?
Cetera Advisory Services LLC reports 14 employees.
Where is Cetera Advisory Services LLC located?
Cetera Advisory Services LLC is based in El Segundo, CA and has been SEC-registered since 2016.
Does Cetera Advisory Services LLC disclose fund performance?
Cetera Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2301 Rosecrans Avenue, Suite 5100, El Segundo, CA 90245 |
| Phone | 310-257-7880 |
| Fax | 877-339-0774 |
| Office hours | 8:00-5:00 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 32%
More than 68% of 16,825 advisers