Maura Rie Mizuguchi
Chief Accounting OfficerCetera Investment Management LLCCRD 5769181
About Maura Rie Mizuguchi
Maura Rie Mizuguchi is listed as Chief Accounting Officer at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Maura Rie Mizuguchi is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Maura Rie Mizuguchi work?
Maura Rie Mizuguchi is listed as Chief Accounting Officer at Cetera Investment Management LLC on SEC Form ADV.
How much of Cetera Investment Management LLC does Maura Rie Mizuguchi own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Management LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Advisory Services LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Investment Advisers LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |