Maura Rie Mizuguchi
Chief Accounting OfficerCetera Advisory Services LLCCRD 5769181
About Maura Rie Mizuguchi
Maura Rie Mizuguchi is listed as Chief Accounting Officer at Cetera Advisory Services LLC in El Segundo, CA. Form ADV reports a beneficial ownership band of Under 5%. Maura Rie Mizuguchi is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Cetera Advisory Services LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Maura Rie Mizuguchi work?
Maura Rie Mizuguchi is listed as Chief Accounting Officer at Cetera Advisory Services LLC on SEC Form ADV.
How much of Cetera Advisory Services LLC does Maura Rie Mizuguchi own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Advisory Services LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Cetera Investment Advisers LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Cetera Investment Management LLC
| Title | Chief Accounting Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |