Cetera Investment Management LLC
● SEC registered since 2013CRD 165436SEC# 801-77403Schamburg, IL
Reg. AUM
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Employees
25
Accounts
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Location
Schamburg, IL
Cetera Investment Management LLC assets under management
Cetera Investment Management LLC is an SEC-registered investment adviser based in Schamburg, IL. The firm has been registered since 2013. It employs 25 people.
Cetera Investment Management LLC owners & executives
20 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Keith Shores Control | Treasurer | Under 5% | 2017 |
| Cetera Financial Group, Inc. Control | Sole Member | Over 75% | 2012 |
| David James Van Havermaat | Assistant Secretary | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Cetera Investment Management LLC have?
Cetera Investment Management LLC reports 25 employees.
Where is Cetera Investment Management LLC located?
Cetera Investment Management LLC is based in Schamburg, IL and has been SEC-registered since 2013.
Does Cetera Investment Management LLC disclose fund performance?
Cetera Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1450 American Lane, Suite 650, Schamburg, IL 60173 |
| Phone | 310-257-7880 |
| Fax | 877-338-2161 |
| Office hours | 9:00 To 5:00 Pt |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1665979 |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 20%
More than 80% of 16,825 advisers