Allan Keith Shores
TreasurerCetera Investment Management LLCCRD 5198775
About Allan Keith Shores
Allan Keith Shores is listed as Treasurer at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Allan Keith Shores is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Allan Keith Shores work?
Allan Keith Shores is listed as Treasurer at Cetera Investment Management LLC on SEC Form ADV.
How much of Cetera Investment Management LLC does Allan Keith Shores own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Management LLC
| Title | Treasurer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Cetera Advisory Services LLC
| Title | Treasurer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Avantax Planning Partners, Inc.
| Title | Treasurer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Avantax Advisory Services, Inc.
| Title | Co-Treasurer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |