Cadaret, Grant & Co., Inc.
CRD 10641SEC# 801-42709Syracuse, NY
No longer SEC-registered. Cadaret, Grant & Co., Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$7.67B
Employees
692
Accounts
25,442
Location
Syracuse, NY
Cadaret, Grant & Co., Inc. assets under management
Cadaret, Grant & Co., Inc. is an investment advisory firm registered with the SEC based in Syracuse, NY. It reports $7.7 billion in regulatory assets under management and employs 692 people.
Cadaret, Grant & Co., Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexis V Schumann Control | Chief Compliance Officer | Under 5% | 2024 |
| Aws 4, Inc. Control | Shareholder | Over 75% | 2018 |
| Christopher Fredric Herrel | Head Of Supervision | Under 5% | 2023 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Cadaret, Grant & Co., Inc. manage?
Cadaret, Grant & Co., Inc. reports $7.7 billion in regulatory assets under management on its Form ADV.
How many employees does Cadaret, Grant & Co., Inc. have?
Cadaret, Grant & Co., Inc. reports 692 employees.
Where is Cadaret, Grant & Co., Inc. located?
Cadaret, Grant & Co., Inc. is based in Syracuse, NY.
Does Cadaret, Grant & Co., Inc. disclose fund performance?
Cadaret, Grant & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Madison Street, Suite 1300, Syracuse, NY 13202 |
| Office hours | 9:00 a.m. - 5:30 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$7.67B▲ 12%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$7.67Bregulatory AUM
Discretionary $7.54BNon-discretionary $127M