Alexis V Schumann
Chief Compliance OfficerCadaret, Grant & Co., Inc.CRD 3157769
About Alexis V Schumann
Alexis V Schumann is listed as Chief Compliance Officer at Cadaret, Grant & Co., Inc. in Syracuse, NY. Form ADV reports a beneficial ownership band of Under 5%. Alexis V Schumann is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Cadaret, Grant & Co., Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Alexis V Schumann work?
Alexis V Schumann is listed as Chief Compliance Officer at Cadaret, Grant & Co., Inc. on SEC Form ADV.
How much of Cadaret, Grant & Co., Inc. does Alexis V Schumann own?
Form ADV reports a beneficial ownership band of Under 5%.
Cadaret, Grant & Co., Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Scf Investment Advisors, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Next Financial Group, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |