Next Financial Group, Inc.
CRD 46214SEC# 801-56786Houston, TX
No longer SEC-registered. Next Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.77B
Employees
564
Accounts
16,805
Location
Houston, TX
Next Financial Group, Inc. assets under management
Next Financial Group, Inc. operates as an SEC-registered investment adviser based in Houston, TX. It reports $3.8 billion in regulatory assets under management and employs 564 people.
Next Financial Group, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexis V Schumann | Chief Compliance Officer | Under 5% | 2025 |
| Amanda Candelmo Hawley Control | Corporate Secretary | Under 5% | 2023 |
| Laura Nicole White | Advisory Chief Compliance Officer | Under 5% | 2023 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Next Financial Group, Inc. manage?
Next Financial Group, Inc. reports $3.8 billion in regulatory assets under management on its Form ADV.
How many employees does Next Financial Group, Inc. have?
Next Financial Group, Inc. reports 564 employees.
Where is Next Financial Group, Inc. located?
Next Financial Group, Inc. is based in Houston, TX.
Does Next Financial Group, Inc. disclose fund performance?
Next Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11740 Katy Freeway, Suite 600, Houston, TX 77079 |
| Office hours | 8:00a.m.-5:00p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.77B▲ 7%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$3.77Bregulatory AUM
Discretionary $3.73BNon-discretionary $42.8M