Laura Nicole White
Advisory Chief Compliance OfficerSorrento Pacific Financial, LLCCRD 5557960
About Laura Nicole White
Laura Nicole White is listed as Advisory Chief Compliance Officer at Sorrento Pacific Financial, LLC in San Diego, CA. Form ADV reports a beneficial ownership band of Under 5%. Laura Nicole White is associated with 6 registered advisers.
Reported ownership
Owns Under 5% of Sorrento Pacific Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Laura Nicole White work?
Laura Nicole White is listed as Advisory Chief Compliance Officer at Sorrento Pacific Financial, LLC on SEC Form ADV.
How much of Sorrento Pacific Financial, LLC does Laura Nicole White own?
Form ADV reports a beneficial ownership band of Under 5%.
Sorrento Pacific Financial, LLC
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Cadaret, Grant & Co., Inc.
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Grove Point Advisors, LLC
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Cuso Financial Services, L.P.
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Next Financial Group, Inc.
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Western International Securities, Inc.
| Title | Advisory Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |