PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Laura Nicole White

Advisory Chief Compliance OfficerWestern International Securities, Inc.CRD 5557960

About Laura Nicole White

Laura Nicole White is listed as Advisory Chief Compliance Officer at Western International Securities, Inc. in Pasadena, CA. Form ADV reports a beneficial ownership band of Under 5%. Laura Nicole White is associated with 6 registered advisers.

Reported ownership

Owns Under 5% of Western International Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Laura Nicole White work?

Laura Nicole White is listed as Advisory Chief Compliance Officer at Western International Securities, Inc. on SEC Form ADV.

How much of Western International Securities, Inc. does Laura Nicole White own?

Form ADV reports a beneficial ownership band of Under 5%.

Western International Securities, Inc.

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023

Cadaret, Grant & Co., Inc.

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023

Sorrento Pacific Financial, LLC

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023

Grove Point Advisors, LLC

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023

Next Financial Group, Inc.

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023

Cuso Financial Services, L.P.

TitleAdvisory Chief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023