Western International Securities, Inc.
CRD 39262SEC# 801-68953Pasadena, CA
No longer SEC-registered. Western International Securities, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.51B
Employees
407
Accounts
10,904
Location
Pasadena, CA
Western International Securities, Inc. assets under management
Western International Securities, Inc. operates as an SEC-registered investment adviser based in Pasadena, CA. It reports $3.5 billion in regulatory assets under management and employs 407 people.
Western International Securities, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Concept Brokerage Holding Corporation Control | Holding Company | Over 75% | 1995 |
| Laura Nicole White | Advisory Chief Compliance Officer | Under 5% | 2023 |
| Mary Kathryn Simonson | Chief Compliance Officer | Under 5% | 2024 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Western International Securities, Inc. manage?
Western International Securities, Inc. reports $3.5 billion in regulatory assets under management on its Form ADV.
How many employees does Western International Securities, Inc. have?
Western International Securities, Inc. reports 407 employees.
Where is Western International Securities, Inc. located?
Western International Securities, Inc. is based in Pasadena, CA.
Does Western International Securities, Inc. disclose fund performance?
Western International Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 70 S. Lake Ave., Suite 700, Pasadena, CA 91101 |
| Office hours | 7:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.51B▼ 5%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$3.51Bregulatory AUM
Discretionary $3.5BNon-discretionary $8.3M