Mary Kathryn Simonson
Chief Compliance OfficerSorrento Pacific Financial, LLCCRD 1297398
About Mary Kathryn Simonson
Mary Kathryn Simonson is listed as Chief Compliance Officer at Sorrento Pacific Financial, LLC in San Diego, CA. Form ADV reports a beneficial ownership band of Under 5%. Mary Kathryn Simonson is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Sorrento Pacific Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Mary Kathryn Simonson work?
Mary Kathryn Simonson is listed as Chief Compliance Officer at Sorrento Pacific Financial, LLC on SEC Form ADV.
How much of Sorrento Pacific Financial, LLC does Mary Kathryn Simonson own?
Form ADV reports a beneficial ownership band of Under 5%.
Sorrento Pacific Financial, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Cuso Financial Services, L.P.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Western International Securities, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |