Mary Kathryn Simonson
Chief Compliance OfficerWestern International Securities, Inc.CRD 1297398
About Mary Kathryn Simonson
Mary Kathryn Simonson is listed as Chief Compliance Officer at Western International Securities, Inc. in Pasadena, CA. Form ADV reports a beneficial ownership band of Under 5%. Mary Kathryn Simonson is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Western International Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Mary Kathryn Simonson work?
Mary Kathryn Simonson is listed as Chief Compliance Officer at Western International Securities, Inc. on SEC Form ADV.
How much of Western International Securities, Inc. does Mary Kathryn Simonson own?
Form ADV reports a beneficial ownership band of Under 5%.
Western International Securities, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Sorrento Pacific Financial, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Cuso Financial Services, L.P.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |