Sorrento Pacific Financial, LLC
CRD 127787SEC# 801-70354San Diego, CA
No longer SEC-registered. Sorrento Pacific Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$222.3M
Employees
248
Accounts
924
Location
San Diego, CA
Sorrento Pacific Financial, LLC assets under management
Sorrento Pacific Financial, LLC is a registered investment adviser overseen by the SEC based in San Diego, CA. It reports $222.3 million in regulatory assets under management and employs 248 people.
Sorrento Pacific Financial, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amanda Candelmo Hawley Control | Corporate Secretary | Under 5% | 2023 |
| Aws 3, Inc. Control | Member | Over 75% | 2017 |
| Kevin Lawrence Beard Control | Manager | Under 5% | 2017 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sorrento Pacific Financial, LLC manage?
Sorrento Pacific Financial, LLC reports $222.3 million in regulatory assets under management on its Form ADV.
How many employees does Sorrento Pacific Financial, LLC have?
Sorrento Pacific Financial, LLC reports 248 employees.
Where is Sorrento Pacific Financial, LLC located?
Sorrento Pacific Financial, LLC is based in San Diego, CA.
Does Sorrento Pacific Financial, LLC disclose fund performance?
Sorrento Pacific Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10150 Meanley Drive, 1st Floor, San Diego, CA 92131 |
| Office hours | 8:00a.m. - 4:30p.m. Pst |
| Discloses disciplinary history | Yes |
Regulatory AUM
$222.3M▲ 15%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$222.3Mregulatory AUM
Discretionary $149MNon-discretionary $73.3M