Polen Capital CLO Management, LLC
● SEC registered since 2024CRD 330470SEC# 801-129899Waltham, MA
Ranks #3,269 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$808.4M
Fund GAV
$808.4M
Private funds
2
Employees
46
Accounts
2
Location
Waltham, MA
Polen Capital CLO Management, LLC assets under management
Polen Capital CLO Management, LLC operates as an SEC-registered investment adviser based in Waltham, MA. The firm has been registered since 2024. It reports $808.4 million in regulatory assets under management and employs 46 people. Polen Capital CLO Management, LLC manages 2 private funds with combined gross assets of $808.4 million, including Polen Capital CLO 2025-1, Ltd. By regulatory assets, it ranks 3,269 of 6,004 private fund managers.
Polen Capital CLO Management, LLC private funds
2 funds · $808.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Polen Capital CLO 2025-1, Ltd. | Securitized Asset | $405.8M | — |
| Polen Capital CLO 2025-2, Ltd. | Securitized Asset | $402.6M | — |
Polen Capital CLO Management, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian David Goldberg | Secretary | Under 5% | 2024 |
| Joshua Liam McCarthy | Chief Compliance Officer | Under 5% | 2024 |
| Polen Capital Credit, LLC Control | Member | Over 75% | 2024 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Polen Capital CLO Management, LLC manage?
Polen Capital CLO Management, LLC reports $808.4 million in regulatory assets under management on its Form ADV.
How many private funds does Polen Capital CLO Management, LLC manage?
Polen Capital CLO Management, LLC manages 2 private funds with combined gross assets of $808.4 million.
How many employees does Polen Capital CLO Management, LLC have?
Polen Capital CLO Management, LLC reports 46 employees.
Where is Polen Capital CLO Management, LLC located?
Polen Capital CLO Management, LLC is based in Waltham, MA and has been SEC-registered since 2024.
Does Polen Capital CLO Management, LLC disclose fund performance?
Polen Capital CLO Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1075 Main Street, Suite 320, Waltham, MA 02451 |
| Phone | 781-283-8500 |
| Fax | 781-419-9180 |
| Office hours | 8:30 a.m. - 5:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$808.4M▲ 414%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
AUM vs fund managersTop 54%
Larger than 46% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$808.4Mregulatory AUM
Discretionary $808.4M
Service providers
Custodian
Administrator