Brian David Goldberg
SecretaryPolen Capital CLO Management, LLCCRD 6403077
About Brian David Goldberg
Brian David Goldberg is listed as Secretary at Polen Capital CLO Management, LLC in Waltham, MA. Form ADV reports a beneficial ownership band of Under 5%. Brian David Goldberg is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Polen Capital CLO Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Brian David Goldberg work?
Brian David Goldberg is listed as Secretary at Polen Capital CLO Management, LLC on SEC Form ADV.
How much of Polen Capital CLO Management, LLC does Brian David Goldberg own?
Form ADV reports a beneficial ownership band of Under 5%.
Polen Capital CLO Management, LLC
| Title | Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Polen Capital Management, LLC
| Title | General Counsel & Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2014 |
Polen Capital Credit, LLC
| Title | Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Polen International Equity
| Title | General Counsel And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |