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Polen Capital Credit, LLC

● SEC registered since 1997CRD 108468SEC# 801-55001Waltham, MA
Export (members)
Ranks #1,165 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$6.13B
Fund GAV
$230.4M
Private funds
3
Employees
46
Accounts
44
Location
Waltham, MA

Polen Capital Credit, LLC assets under management

Polen Capital Credit, LLC is an SEC-registered investment adviser based in Waltham, MA. The firm has been registered since 1997. It reports $6.1 billion in regulatory assets under management and employs 46 people. Polen Capital Credit, LLC manages 3 private funds with combined gross assets of $230.4 million, including Polen Capital Funds, LLC - Polen Capital Opportunistic High Yield Fund. By regulatory assets, it ranks 1,165 of 6,004 private fund managers.

Polen Capital Credit, LLC private funds

3 funds · $230.4M GAV
FundTypeGross assetsMin.
Polen Capital Funds, LLC - Polen Capital Opportunistic High Yield FundOther Private$142.5M$2.5M
Polen Capital CLO Equity Partners Fund LPOther Private$63.8M$1M
Polen Capital CLO Employee Holdings, LLCOther Private$24.2M$25K

Polen Capital Credit, LLC owners & executives

12 reported
NameTitleOwnershipSince
Brian David GoldbergSecretaryUnder 5%2022
Joshua Liam McCarthyChief Compliance Officer/General CounselUnder 5%2022
Polen Capital Management, LLC ControlMemberOver 75%2022
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Frequently asked questions

How much does Polen Capital Credit, LLC manage?

Polen Capital Credit, LLC reports $6.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Polen Capital Credit, LLC manage?

Polen Capital Credit, LLC manages 3 private funds with combined gross assets of $230.4 million.

How many employees does Polen Capital Credit, LLC have?

Polen Capital Credit, LLC reports 46 employees.

Where is Polen Capital Credit, LLC located?

Polen Capital Credit, LLC is based in Waltham, MA and has been SEC-registered since 1997.

Does Polen Capital Credit, LLC disclose fund performance?

Polen Capital Credit, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1075 Main Street, Suite 320, Waltham, MA 02451
Phone781-283-8500
Fax781-419-9180
Office hours8:30 a.m.-5:30 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$6.13B▼ 17%
Mar '25 — $7.39BApr '25 — $7.39BMay '25 — $7.39BJun '25 — $7.39BJul '25 — $7.39BAug '25 — $7.39BSep '25 — $7.39BOct '25 — $7.39BNov '25 — $7.39BDec '25 — $7.39BJan '26 — $7.39BFeb '26 — $7.39BMar '26 — $6.13BApr '26 — $6.13BMay '26 — $6.13BJun '26 — $6.13B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
AUM vs fund managersTop 19%
Larger than 81% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 13%
More than 87% of 16,825 advisers

Assets under management

$6.13Bregulatory AUM
Discretionary $6.13B

Service providers

Auditor
Custodian
Administrator