Joshua Liam McCarthy
Chief Compliance OfficerPolen Capital CLO Management, LLCCRD 4932145
About Joshua Liam McCarthy
Joshua Liam McCarthy is listed as Chief Compliance Officer at Polen Capital CLO Management, LLC in Waltham, MA. Form ADV reports a beneficial ownership band of Under 5%. Joshua Liam McCarthy is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Polen Capital CLO Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joshua Liam McCarthy work?
Joshua Liam McCarthy is listed as Chief Compliance Officer at Polen Capital CLO Management, LLC on SEC Form ADV.
How much of Polen Capital CLO Management, LLC does Joshua Liam McCarthy own?
Form ADV reports a beneficial ownership band of Under 5%.
Polen Capital CLO Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Polen Capital Credit, LLC
| Title | Chief Compliance Officer/General Counsel |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |