Winnie Ai-Ling Lee
Assistant SecretaryCetera Investment Management LLCCRD 7381661
About Winnie Ai-Ling Lee
Winnie Ai-Ling Lee is listed as Assistant Secretary at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Winnie Ai-Ling Lee is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Winnie Ai-Ling Lee work?
Winnie Ai-Ling Lee is listed as Assistant Secretary at Cetera Investment Management LLC on SEC Form ADV.
How much of Cetera Investment Management LLC does Winnie Ai-Ling Lee own?
Form ADV reports a beneficial ownership band of Under 5%.
Cetera Investment Management LLC
| Title | Assistant Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Cetera Advisory Services LLC
| Title | Assistant Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Cetera Investment Advisers LLC
| Title | Assistant Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2022 |
Avantax Planning Partners, Inc.
| Title | Asst. Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Avantax Advisory Services, Inc.
| Title | Assistant Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |